REVDIAS Library

References — Foreign Policy of Weak States

This section offers a selective, evolving bibliography meant to support the study of the foreign policy of weak, fragile, dependent or institutionally vulnerable states.

It brings together books, scholarly articles and institutional sources that help explain how a state's internal capacities — authority, legitimacy, administrative resources, political cohesion, territorial control and economic autonomy — shape its presence, choices and room for maneuver on the international stage.

The selection does not reduce weak states to failure, dependence on aid, or external intervention. It also attends to their capacity for initiative: multilateralism, coalitions, the mobilization of international law, diasporic diplomacy, diplomacy of survival, partnership diversification, the pursuit of recognition, and negotiation strategies within asymmetric power relations.

The REVDIAS Library favors a critical, comparative and decentered reading of foreign policy. It puts the classics of international relations in dialogue with research on the Global South, decolonization, small states, state crises and postcolonial diplomacies. The literature is interdisciplinary and fragmented — international relations, comparative politics, development studies, intervention research — and that plurality is reflected in the page's architecture: six clusters, rather than a single list.

1. Concepts and debates

What does "weak state" mean?
Weakness, fragility, collapse, capacity, legitimacy, sovereignty, dependence, vulnerability.

Weak States in the International System Michael I. Handel

Weak States in the International System

Foundational

Keywords — weak states, security, alliances, strategy, international systems

Contribution — Handel examines the place of weak states in international systems, their vulnerabilities, and the tools available to them to preserve their security and interests.

Central thesis — Weak states bear the pressures of the international system more heavily, but that same system also offers them specific tools — alliances, neutrality, diplomacy — to offset their power deficit.

When States Fail: Causes and Consequences Robert I. Rotberg (ed.)

When States Fail: Causes and Consequences

Foundational

Keywords — failed state, collapse, governance, security, international order

Contribution — A major edited volume for distinguishing the weak state, the failed state and the collapsed state, while linking governance, security and international order.

Central thesis — State failure is an identifiable process distinct from mere weakness, marked by the loss of the state's essential functions — security, law, services — with predictable consequences for the region and the international order.

Quasi-States: Sovereignty, International Relations and the Third World Robert H. Jackson

Quasi-States: Sovereignty, International Relations and the Third World

Foundational

Keywords — juridical sovereignty, decolonization, third world, capacity

Contribution — Essential reading on the juridical sovereignty of postcolonial states whose internal capacities remain limited.

Central thesis — The sovereignty of postcolonial states is first and foremost juridical — granted by international norms — rather than empirical: they are recognized as sovereign regardless of their actual capacity to govern their territory.

Africa: Unity, Sovereignty, and Sorrow Pierre Englebert

Africa: Unity, Sovereignty, and Sorrow

Academic

Keywords — sovereignty, territory, legitimacy, postcolonial trajectories

Contribution — Analyzes sovereignty, territory, legitimacy and postcolonial state trajectories in Africa.

Central thesis — The weakness of African states owes less to a lack of resources than to the persistent mismatch between state structures inherited from colonization and pre-existing forms of political authority on the territory.

Failed States in Theoretical, Historical, and Policy Perspectives Jean-Germain Gros (ed.)

Failed States in Theoretical, Historical, and Policy Perspectives

Academic

Keywords — failed state, history, public policy, comparison

Contribution — Broadens the study of fragile states to the historical and political dimensions of the debate.

Central thesis — State failure cannot be explained by any single theory: it results from the interaction of historical, institutional and political factors specific to each case.

Why Peace Fails: The Causes and Prevention of Civil War Recurrence Charles T. Call

Why Peace Fails: The Causes and Prevention of Civil War Recurrence

Academic

Keywords — fragile institutions, internal conflicts, international capacity

Contribution — Links fragile institutions, internal conflicts and a state's capacity to act on the international stage.

Central thesis — Civil wars mainly recur when the peace that follows a conflict fails to correct the specific institutional shortcomings — political exclusion, insecurity, a legitimacy deficit — that caused the original conflict.

2. Theories of foreign policy

How can we analyze the external decisions of a state with limited capacity?
Foreign policy analysis, bureaucracies, leaders, domestic constraints, autonomy.

Foreign Policy Analysis: Classic and Contemporary Theory Valerie M. Hudson

Foreign Policy Analysis: Classic and Contemporary Theory

Foundational

Keywords — actors, perceptions, institutions, domestic constraints

Contribution — A theoretical foundation for avoiding treating the state as a homogeneous actor, studying instead leaders, perceptions, institutions and domestic constraints.

Central thesis — Foreign policy cannot be explained by state-level variables alone: it must be traced back to decision-makers themselves, their perceptions, and the institutions that filter their choices.

The Changing Politics of Foreign Policy Christopher Hill

The Changing Politics of Foreign Policy

Academic

Keywords — actors, instruments, transformation of foreign policy

Contribution — A reference on the changing actors and instruments of contemporary foreign policy.

Central thesis — Globalization and domestic political change have blurred the line between foreign and domestic policy, transforming both the actors and the methods of foreign policy.

Foreign Policy Analysis: New Approaches Chris Alden and Amnon Aran

Foreign Policy Analysis: New Approaches

Academic

Keywords — domestic politics, international environment, decision-making

Contribution — Links domestic politics, the international environment and foreign-policy decisions.

Central thesis — Understanding a foreign-policy decision requires simultaneously accounting for domestic politics, actors' ideas and identities, and the structural constraints of the international system.

Foreign Policy Analysis: A Toolbox Jean-Frédéric Morin and Jonathan Paquin

Foreign Policy Analysis: A Toolbox

Academic — textbook

Keywords — theoretical framework, case comparison, method

Contribution — A guide for building a theoretical framework, comparing cases and operationalizing research.

Central thesis — Rigorously analyzing a foreign policy requires an explicit theoretical framework and systematic case comparison, rather than a mere narrative description of events.

Handbook of International Relations Walter Carlsnaes, Thomas Risse and Beth A. Simmons (eds.)

Handbook of International Relations

Academic — reference work

Keywords — IR theories, contemporary debates, disciplinary overview

Contribution — Places foreign-policy approaches within the broader debates of international relations.

Central thesis — International relations are best understood as a plurality of competing yet complementary theoretical traditions, none of which alone accounts for the discipline's core debates.

How Decision Units Shape Foreign Policy: A Theoretical Framework Margaret G. Hermann

How Decision Units Shape Foreign Policy: A Theoretical Framework

Academic — article

Keywords — decision units, leaders, unstable systems

Contribution — Analyzes who actually decides in foreign policy, particularly in institutionally unstable systems.

Central thesis — The type of decision unit that holds ultimate authority over a foreign-policy choice — a single leader, a single group, or multiple autonomous actors — systematically shapes how the decision unfolds and its outcome.

3. Small states and asymmetric relations

How to act in the face of great powers?
Alliances, neutrality, multilateralism, specialization, coalition, normative influence.

The Power of Small States: Diplomacy in World War II Annette Baker Fox

The Power of Small States: Diplomacy in World War II

Foundational — classic

Keywords — small states, diplomacy, war, preservation of interests

Contribution — A classic showing that small states can preserve important interests through diplomacy.

Central thesis — During the Second World War, small states retained real bargaining power by exploiting competition among great powers for their support, without themselves holding military or economic weight.

Small States in World Politics: Explaining Foreign Policy Behavior Jeanne A. K. Hey (ed.)

Small States in World Politics: Explaining Foreign Policy Behavior

Academic

Keywords — small states, determinants, external behavior

Contribution — An essential work on the determinants of small states' foreign policy.

Central thesis — The external behavior of small states owes less to their size itself than to a particular combination of vulnerability, dependence, and the strategies chosen to manage them.

Small States in International Relations Christine Ingebritsen, Iver B. Neumann, Sieglinde Gstöhl and Jessica Beyer (eds.)

Small States in International Relations

Academic

Keywords — influence, institutions, survival strategies

Contribution — A major collective reference on the influence, institutions and survival strategies of small states.

Central thesis — Small states can exert an international influence disproportionate to their size through normative leadership and niche diplomacy, rather than through material power.

The Role of Small States in the European Union Baldur Thorhallsson

The Role of Small States in the European Union

Academic

Keywords — specialization, expertise, coalitions, institutional influence

Contribution — Studies the specialization, expertise, coalitions and institutional influence of small states.

Central thesis — Within European institutions, small states offset their limited administrative capacity by specializing in a narrow set of files and forming targeted coalitions.

Lilliputians' Dilemmas: Small States in International Politics Robert O. Keohane

Lilliputians' Dilemmas: Small States in International Politics

Foundational — classic article

Keywords — hierarchy, strategic options, small states

Contribution — A classic article on the difficulties and options facing small states in a hierarchical order.

Central thesis — Small states face a structural dilemma: benefit from multilateral institutions without truly shaping them, or align with a great power, for lack of being able to influence outcomes alone.

Power and International Relations: A Conceptual Approach David A. Baldwin

Power and International Relations: A Conceptual Approach

Academic

Keywords — power, resources, international relations

Contribution — Essential for thinking about power beyond military force or wealth.

Central thesis — Power is not a fixed possession but a relational and contextual capacity to influence a given outcome; it therefore cannot be measured by military or economic resources alone.

4. Fragility, intervention and dependence

How do internal crises transform external relations?
Aid, trusteeship, intervention, peacebuilding, security, international cooperation.

Collapsed States: The Disintegration and Restoration of Legitimate Authority William Zartman (ed.)

Collapsed States: The Disintegration and Restoration of Legitimate Authority

Foundational — classic

Keywords — collapse, authority, restoration

Contribution — A classic work on the disintegration of political authority and its consequences.

Central thesis — State collapse corresponds to the total disappearance of legitimate authority, not merely its weakening — which radically changes what reconstruction requires.

Warlord Politics and African States William Reno

Warlord Politics and African States

Academic

Keywords — power networks, political economy, armed actors

Contribution — Understanding how power networks, political economies and armed actors reshape state capacity.

Central thesis — Some African leaders deliberately weaken formal state institutions because informal, personalized power networks are more profitable and easier for them to maintain.

Security, Development and the Fragile State: Bridging the Gap between Theory and Policy David Carment, Stewart Prest and Yiagadeesen Samy

Security, Development and the Fragile State: Bridging the Gap between Theory and Policy

Academic

Keywords — security, development, fragility, international policy

Contribution — A reference for linking security, development, fragility and international policy.

Central thesis — Security and development policies toward fragile states fail when pursued separately, rather than as an integrated response to the same institutional shortcomings.

Engaging Fragile States: Closing the Gap between Theory and Policy David Carment and Yiagadeesen Samy

Engaging Fragile States: Closing the Gap between Theory and Policy

Academic — article

Keywords — fragility, international public action

Contribution — A short but useful reading on bridging concepts of fragility and international public action.

Central thesis — The label "fragile state" used by policymakers rarely matches the definitions used in the academic literature, creating a persistent gap between theory and policy.

Civil War Is Not a Stupid Thing: Accounting for Violence in Developing Countries Christopher Cramer

Civil War Is Not a Stupid Thing: Accounting for Violence in Developing Countries

Accessible academic

Keywords — violence, civil war, critique of simplistic explanations

Contribution — A critical reading against simplistic explanations of violence and state collapse.

Central thesis — Civil wars in developing countries are rational, organized political acts, not irrational outbursts of ancestral hatred or mere greed.

Empire in Denial: The Politics of State-Building David Chandler

Empire in Denial: The Politics of State-Building

Academic — critical

Keywords — state-building, international intervention, critique

Contribution — An important critique of international state-building policies.

Central thesis — International state-building interventions present themselves as fostering local ownership, while in fact reproducing external control — a contradiction interveners refuse to admit.

5. Global South and postcoloniality

How does colonial history structure external action?
Decolonization, non-alignment, reparation, recognition, international hierarchies.

White World Order, Black Power Politics Robert Vitalis

White World Order, Black Power Politics

Academic

Keywords — racialization, discipline of IR, historical erasure

Contribution — Essential reading on the racialized origins of the discipline of international relations and the historical erasure of Black perspectives.

Central thesis — The discipline of international relations was founded on race and colonial administration, before that origin was erased from its official history.

Worldmaking after Empire: The Rise and Fall of Self-Determination Adom Getachew

Worldmaking after Empire: The Rise and Fall of Self-Determination

Academic

Keywords — self-determination, sovereignty, decolonization, world order

Contribution — A major work on anticolonial international projects, sovereignty, and strategies for transforming the world order.

Central thesis — Anticolonial leaders conceived self-determination not merely as national independence, but as a project to refound the international economic and legal order itself.

The Darker Nations: A People's History of the Third World Vijay Prashad

The Darker Nations: A People's History of the Third World

Accessible, general readership

Keywords — third world, Bandung, non-alignment

Contribution — A vivid reference on Third Worldism, Bandung and non-alignment.

Central thesis — The Third World was a political project of solidarity among newly independent states, carried by Bandung and non-alignment, before being undone by debt and Cold War pressures.

The End of American World Order Amitav Acharya

The End of American World Order

Accessible, general readership

Keywords — multiplex order, non-Western actors, pluralization

Contribution — A way of thinking about the pluralization of the international order and the rising visibility of non-Western actors.

Central thesis — The US-dominated international order since 1945 is giving way not to a single new hegemon, but to a "multiplex" world of entangled regional orders and diversified actors.

From the Ruins of Empire Pankaj Mishra

From the Ruins of Empire

Accessible, general readership

Keywords — Western hierarchies, intellectual history, Asia

Contribution — Places reactions to Western hierarchies within a global intellectual history.

Central thesis — Asian intellectuals confronting Western domination in the 19th and 20th centuries shared a common intellectual project: reinventing their societies to resist and overcome that domination.

The Wretched of the Earth (Les damnés de la terre) Frantz Fanon

The Wretched of the Earth (Les damnés de la terre)

Classic — essay

Keywords — decolonization, independence, political constraints

Contribution — A central text for understanding independence, decolonization and the political constraints weighing on newly sovereign states.

Central thesis — Colonialism is a system of total violence, which can only be undone by an equally total process of decolonization, refounding both political structures and the consciousness of the colonized.

6. Regional and Haitian studies

How do these debates play out in concrete contexts?
Caribbean, Africa, island states, Haiti, regional diplomacy, inter-American relations.

The Diplomatic Relations of the United States with Haiti, 1776–1891 Rayford W. Logan

The Diplomatic Relations of the United States with Haiti, 1776–1891

Academic — historical

Keywords — Haitian-American relations, recognition

Contribution — A major historical work on Haitian-American relations and the stakes of recognition.

Central thesis — The recognition and diplomatic treatment of Haiti by the United States were durably shaped by racial prejudice, well beyond ordinary diplomatic or strategic considerations.

Haiti and the Great Powers, 1902–1915 Brenda Gayle Plummer

Haiti and the Great Powers, 1902–1915

Academic — historical

Keywords — great-power rivalries, American occupation

Contribution — An essential reference on great-power rivalries and the conditions of the American occupation.

Central thesis — Haiti's internal instability during this period served as a pretext for the great powers to justify growing intervention, culminating in the American occupation of 1915.

Haiti: History, Culture, and Politics Brenda Gayle Plummer

Haiti: History, Culture, and Politics

Academic

Keywords — history, culture, Black diaspora

Contribution — To be complemented with her articles on Haitian international relations and the Black diaspora.

Central thesis — Haiti's international position cannot be understood through politics alone: its culture and diaspora have been active forces in defining its place in the world.

Haiti: The Tumultuous History — From Pearl of the Caribbean to Broken Nation Philippe R. Girard

Haiti: The Tumultuous History — From Pearl of the Caribbean to Broken Nation

Accessible, general readership

Keywords — historical synthesis, entry point

Contribution — An accessible historical synthesis, useful as a starting point but to be complemented with specialized work.

Central thesis — Haiti's decline, from a prosperous colony to one of the poorest states in the hemisphere, results from a precise accumulation of internal and external historical choices, not from fate.

Haiti: State Against Nation Michel-Rolph Trouillot

Haiti: State Against Nation

Foundational

Keywords — state structures, social relations, state capacity

Contribution — A foundational work for understanding state structures, social relations and the historical limits of state capacity.

Central thesis — The Haitian state historically formed as an apparatus distinct from, and often opposed to, the interests of the nation it governs.

Haiti in the World Economy: Class, Race, and Underdevelopment since 1700 Alex Dupuy

Haiti in the World Economy: Class, Race, and Underdevelopment since 1700

Academic

Keywords — economic dependence, class, race, longue durée

Contribution — Important for situating external dependencies over the long term.

Central thesis — Haiti's underdevelopment results from its structural position of dependence in the world economy, shaped from the outset by relations of race and class, not solely from internal failures.

Haiti: The Aftershocks of History Laurent Dubois

Haiti: The Aftershocks of History

Accessible, general readership

Keywords — revolution, sovereignty, debt, interference

Contribution — Very useful for connecting revolution, sovereignty, debt, foreign interference and contemporary international trajectory.

Central thesis — Haiti's current crises directly extend the punitive international response to its revolution — indemnities, isolation, interventions — rather than constituting a recent, separate phenomenon.

Peasants and Poverty: A Study of Haiti Mats Lundahl

Peasants and Poverty: A Study of Haiti

Academic

Keywords — economy, society, institutional weakness

Contribution — Worth consulting for the economic and social dimensions of institutional weakness.

Central thesis — Haitian rural poverty stems from structural constraints specific to its peasant land-based economy, not from a simple general lack of resources.

Suggested reading path

Step 1 — Understand the concepts: Handel, Jackson, Rotberg, Baldwin.

Step 2 — Analyze external action: Hudson, Hill, Alden and Aran, Morin and Paquin.

Step 3 — Study concrete strategies: Hey, Keohane, Ingebritsen et al., Carment and Samy, Getachew, then the Haitian and Caribbean case studies.